Job Description
Job DescriptionAttorney – Securities & Regulatory Advisory
Location: Flexible (Multiple U.S. Offices)
Experience Level: 7–10 years
Employment Type: Full-time
Overview
Seeking an experienced Attorney to advise on matters involving federal securities laws, broker-dealer, and investment adviser compliance. This role will focus on regulatory counseling and the development of investment structures, including technology and early-stage platforms.
Key Responsibilities
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Advise on status issues and opinions under the Investment Company Act.
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Counsel clients on broker-dealer and investment adviser registration and compliance.
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Draft opinions and advise on alternative investment platform setup.
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Provide guidance on emerging technologies and digital assets.
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Work collaboratively with business stakeholders on regulatory strategies.
Qualifications
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Juris Doctor (JD) degree.
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7–10 years of experience advising on securities and regulatory matters.
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Strong understanding of broker-dealer and investment adviser laws.
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Excellent academic credentials and communication skills.
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Proven ability to manage complex matters independently.
Preferred Experience
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Background in finance law, blockchain, or digital assets.
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Prior experience working with technology-driven financial structures.
Additional Details
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Compensation: Highly competitive, depending on experience.
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Benefits: Comprehensive benefits package.
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Travel: Minimal to none.
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